Web12 jun. 2024 · File your RIA Registration (and IAR Fees) The average state registration fee for a new RIA is $215. Additional reps (IARs) will cost under $100 apiece annually if your state requires them to register. Some compliance firms include these fees in their charges, so this step may not cost you anything extra. WebAn investment adviser representative (“IAR”), sometimes referred to as a registered adviser (“RA”), or associated person is defined in Code Section 25009.5 (a) as any partner, officer, director of (or a person occupying a similar status or performing similar functions) or other individual, except clerical or ministerial personnel, who is employed …
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Web10 mei 2024 · Registration and De-minimis Requirements. Under the Uniform Securities Act, states may only require registration of the firm and applicable investment advisor … Web5 apr. 2024 · For additional information about FOIA, please call the SEC's Office of Freedom of Information and Privacy Act Operations at (202) 551-8300. For additional information … curb types in streets
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